A year in the making, FINRA announced in late July 2018, that it had completed the reorganization of its enforcement program.  See the FINRA website.  Coupled with the consolidation was the creation of 2 new units: the Office of the Counsel to the Head of Enforcement and the Investigations Unit.

Fox Rothschild Partner Matthew D. Lee recently authored an updated version of the Foreign Account Tax Compliance Act Answer Book, published by Practising Law Institute. Lee’s book provides a detailed analysis of the international tax compliance regime imposed by the Foreign Account Tax Compliance Act and its impact on foreign financial institutions, withholding agents and […]

On August 23, 2018, the New York State Department of Labor unveiled a website with resources for employers and employees about the new sexual harassment prevention law, which was detailed in our April 5, 2018 alert.

If you manufacture, sell or distribute products (including food and beverages) for sale in California that contain or are sold with Proposition 65 warnings, you have probably heard conflicting information about the amended Prop 65 warning rules that become effective on August 30. As with the Prop 65 statute, the Prop 65 rules are not […]

U.S. Immigration officials recently completed the second phase of a nationwide operation to serve I-9 audit notices to more than 5,200 businesses this year. To avoid the risks of financial or criminal penalties, all employers should ensure that they are accurately completing and retaining I-9 employment records. In this nine-minute podcast, Robert Whitehill and Catherine […]