Fund Manager Annual Update

Categories: Capital Markets, Corporate and M&A, Investment Funds, Private Equity

The SEC brought a record number of enforcement actions against investment advisers in 2015, resulting in approximately $4.2 billion in sanctions. This alert highlights current issues for private equity, venture capital and hedge fund managers and also summarizes certain key required annual filings.

Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C